Thursday, February 1, 2018

The Three-Tiered System: How Did We Get Here? Part I: Pre-Prohibition


Before Prohibition came into effect in 1920, wineries, distilleries and breweries often owned retail outlets in whole or in part, enjoying vertical integration and quasi-monopoly power over a small geographic area.[1]

State regulators were concerned about these “tied house” practices, and began restricting who could sell alcohol, and how.[2]  The United States Temperance Movement increased community focus on these laws, and caused increasingly strict regulation of the production, distribution and sale of alcohol.  Even before Prohibition, and far before Granholm v. Heald, the Supreme Court recognized states’ broad authority to regulate the alcoholic beverage industry, free from the strictures of the Commerce Clause of the Constitution in the License Cases.[3] 

When Leisy v. Hardin[4] undercut the reasoning behind the License Cases, Congress did not assert its power to supersede the states.  Instead it strengthened the power of the states to regulate alcohol by passing two laws.  The Wilson Act of 1890 reads in pertinent part,

All . . . intoxicating liquors or liquids transported into any State or Territory . . . shall upon arrival in such State or Territory be subject to the operation and effect of the laws of such State or Territory enacted in the exercise of its police powers, to the same extent and in the same manner as though such liquids or liquors had been produced in such State or Territory . . . .[5]

In English, this means that when alcohol produced by one state crossed over the border to a second state, the law of the second state began to regulate the product.  So if wine in California could only be sold in red bottles, and wine in Nevada could only be sold in blue bottles, California wine would have to be painted blue upon crossing the Nevada border to comply with the Wilson Act.

The Webb-Canyon Act, passed in 1913, made state-wide prohibition enforceable, prohibiting

the shipment or transportation . . . of any . . . intoxicating liquor of any kind from one State, Territory, or District . . . into any other State, Territory, or District . . . (for the purpose of being) received, possessed, sold, or in any manner used . . . in violation of any law of such State, Territory, or District . . . .[6]

Therefore, the story of alcoholic beverage prohibition in the pre-Prohibition years was one of robust state power and Congressional deference, the reverse of generally-accepted federalism principles in the United States.






[1] Alcoholic Beverage Industry Three-Tier System, Park Street (last visited Feb. 1, 2018), http://www.parkstreet.com/wine-spirits-industry-background/.
[2] See Thurlow v. Com. of Mass., 46 U.S. 504 (1847), overruled in part by Leisy v. Hardin, 135 U.S. 100 (1890) (discussing a Massachusetts law restricting liquor retail licenses and a Rhode Island law intriguingly forbidding the sale of “rum, gin and brandy, etc. in a quantity less than ten gallons”).
[3] Id.
[4]135 U.S. 100 (1890).
[5] The Wilson Act, 27 U.S.C. § 121 (1890).
[6] The Webb-Canyon Act,  27 U.S.C. § 122 (1913).

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